REPORTABLE (88)
Judgment
No S.C. 93\2002
Civil
Appeal No 245\2002
(1) MORGAN
TSVANGIRAI (2) NOMORE SIBANDA
(3) THE
MOVEMENT FOR DEMOCRATIC CHANGE
v THE
REGISTRAR GENERAL OF ELECTIONS
SUPREME
COURT OF ZIMBABWE
ZIYAMBI
JA, MALABA JA & GWAUNZA AJA
HARARE
OCTOBER 1 & NOVEMBER 14, 2002
J.J.
Gauntlet SC,
with him P.
Nherere,
for the first appellant
No
appearance for the second and third appellants
L.
Matanda-Moyo,
with her C.
Mudenda,
for the respondent
GWAUNZA
AJA: This is an appeal against the judgment of the High Court,
in which the appellants application was dismissed,
with no order
as to costs.
In the court
a
quo
the appellant sought the relief that is aptly summarised in the
judgment of that court, and which is repeated here for convenience:-
an
order compelling the respondent, on payment of one million two
hundred thousand dollars, to make available to the applicants, the
complete voters roll together with the two supplementary voters
rolls used during the presidential election of 9 11 March
2002,
on compact discs to be supplied by the applicants in a comma
delimitated ASC 11 format. The applicants proceeded further in
the
draft order to specify and clarify the particulars of the voters
rolls whose copies they seek, when the respondent should
be ordered
to comply with the order of the court, and an order safeguarding the
effectiveness of such an order in the event of an
appeal and costs.
Before
considering the merits of this appeal, it is pertinent that I deal
with a few preliminary issues arising from the proceedings
now before
the Court.
The first
relates to the implications of the ruling made by this Court at the
beginning of the hearing, to the effect that Senior
South African
counsel, Advocate J
J Gauntlet,
had the authority to appear and argue this appeal before this Court.
The ruling followed the objection, raised in
limine,
by the respondents counsel, Ms L
Matanda-Moyo, to
Mr Gauntlet
so appearing. The Court was satisfied that the order giving Mr
Gauntlet
the authority to represent the first appellant in his challenge of
the March 2002 Presidential Elections, and in any proceedings
related thereto was sufficiently wide to cover the present appeal
(Case No H-3616-02).
The High Court
order in question (Case No H-8493-02), however, was specific in terms
of who Mr Gauntlet
could represent. The relevant part of that order reads as follows:-
1. The
applicant be and is hereby admitted as a Legal Practitioner of this
Honourable Court, in order to represent Morgan Tsvangirai
in
challenging the legality and validity of the Presidential Elections
held in Zimbabwe on 9 to 11 March 2002, in case no HC 3616/2002,
and
in any proceedings related thereto."
In this
appeal, two other appellants are cited. The order of the court a
quo,
cited above, does not give Mr Gauntlet
the authority to represent these appellants. Accordingly, since no
other counsel appeared to represent them, this Court considers
that
only one of the three appellants cited, that is, Morgan Tsvangirai,
is properly before it.
The second
matter relates to the applications, each made by either side, for
leave to adduce fresh evidence on appeal. Even though
each side
had filed papers opposing the others application, Ms Matanda-Moyo,
for the respondent, withdrew both the respondents application and
his opposition to the appellants application. The effect
of such
withdrawal was that the application of the appellant to adduce fresh
evidence on appeal, was granted without opposition.
That notwithstanding, it was
contended for the appellant that, since a fair amount of work had
gone into the preparation of his opposing
papers and heads of
argument concerning the application by the respondent for leave to
adduce new evidence on appeal, the costs attendant
on that
application should be awarded to the appellant. I will revert to
that matter later.
The
third issue relates to something that happened after the hearing of
the appeal had been concluded and the court had reserved
its
judgment. The appellant, without first applying to do so and
therefore, without the invitation of the Court, sought to introduce
after the fact, a document entitled The Appellants Further
Submissions. No authority was cited as a basis for the
submission
of this document. The two learned judges who heard this
appeal together with me each received a copy of the document in
question.
We conferred over this unusual development and concluded
that the submission of the document was an attempt by the appellant
to
improperly influence the outcome of this matter. We record our
extreme displeasure at this attempt to influence our determination
of
this appeal and hope that such behaviour on the part of a senior
legal counsel will not be repeated.
Consequently,
I shall, in my determination of this matter, disregard both the
document and its contents.
I
will now consider the appeal.
The
appellant is the President of the political party called the Movement
for Democratic Change (MDC). He voted and stood
as a
candidate on behalf of his party in the Presidential Elections which
took place on 9 11 March, 2002.
The
respondent is the Registrar-General of Elections, and is empowered to
exercise the functions which are provided or conferred
upon him in
terms of the Electoral Act [Chapter
2:01].
The
pertinent background to the dispute is as follows. The appellant
brought an urgent Chamber Application before the High Court
on 24
December 2001 (Case No H-12092-2001) seeking an order compelling the
respondent to furnish him with an electronic copy of the
common
voters roll in respect of all registered voters in Zimbabwe up to
2 January 2002.
The appellant
was successful in his application and the following order was granted
by consent:-
3. That
the respondent make available on or before 7 January 2002, to the
applicant, an electronic copy on compact disc supplied by
the
Applicant and in a comma delimitated ASC 11 format, of the common
voters roll in respect of all registered voters in Zimbabwe
up to
January 2002.
This
order was implemented on 7 January 2002, with the respondent handing
over to the appellants representative, four compact
discs
previously supplied by him in blank. A letter confirming this
handover, written by the respondent and signed at the bottom
by the
appellants representatives read in part as follows (Annexure
C):-
The
Registrar-General is hereby providing on electronic media, ie CDs,
data concerning all the 120 constituencies. This
is in compliance with Sec 18(2) of the Electoral Act Cap
2:01.
It should be
noted that the data on the four compact discs does not include the
majority of registrations which were effected during
the voter
registration exercise
. (my emphasis)
Subsequent
to these developments, considerable correspondence was exchanged
between the representatives of the appellant, the respondent
and the
Civil Division of the Attorney-Generals office, over the
appellants request for similar copies of the revised voters
roll and two supplementary voters rolls that had subsequently been
prepared. The appellant charges that the respondent was repeatedly
evasive about supplying copies of these voters rolls. The
respondent having declined to avail to the appellant the copies
of
the voters roll in the manner requested, the appellant, in an
urgent High Court application, sought the order referred to.
The
respondent, who had filed no opposing papers to the application,
nevertheless sent a legal representative to represent him at
the
hearing. The learned trial judge, after voicing her concern at the
unprocedural appearance of counsel for the respondent, reluctantly
allowed such counsel to make her submissions. This was after
counsel for the appellant had, because of the national importance
of
the matter, consented to such appearance. It is noted in the
judgment of the court a
quo that the
submissions made for the respondent were simply to the effect that he
abided by the contents of his letter, dated 10 April
2002, and
submitted in an earlier hearing concerning whether or not the matter
could be heard on an urgent basis.
The relevant
part of that letter read as follows:-
We
are pleased to advise that the respondent is willing to supply
Applicants with copies of the voters rolls upon payment of the
prescribed fees. The rolls are available. Respondent cannot
supply the rolls on compact discs as there is no such requirement
in
law. Applicants can capture the data from the printed rolls onto
compact discs of their own.
The
learned trial judge conceded the common sense implicit in the
argument advanced for the appellant that the respondent
was estopped
from opposing the relief sought by the appellant by virtue of his
having consented to the granting of a similar order
in H-12092/01.
She, however, noted that she had searched in vain for a legal
principle that compelled common sense in a situation
where the law
was clear. The learned judge was, in this respect, referring to s
18(3) of Electoral Act, as read together with s
14 of the Electoral
Regulations, 1992, as amended. On the same principle, the learned
trial judge rejected the argument put forward
for the appellant that
it would be far more convenient in the present computer age, for the
appellant to have the voters roll
on compact disc rather than in
printed form. She noted in this respect that the law currently in
force had remained in the pre-computer
age. The learned judge
also rejected the argument that the word copy in the Electoral
Act should be read to include a copy
held in electronic form. In
her view there was no ambiguity in the law, which expressly provided
for a printed copy.
Having in the
final analysis found no legal basis for the appellants
application, the learned trial judge dismissed the application,
and
made no order as to costs.
Consequent
upon this judgment, the parties once again engaged in correspondence,
this time over the issue of the respondent furnishing
the appellant
with printed copies of the voters roll, as promised. This
correspondence is now admitted for consideration in
this appeal,
following the appellants successful application to adduce fresh
evidence. The upshot of the matter, as appears
from this
correspondence, is that the respondent backtracked on his undertaking
to supply the appellant with printed copies of the
voters roll.
The letter conveying this development is dated 19 August 2002
and reads as follows:
Dear
Sir,
RE:
PRESIDENTIAL ELECTION: PRINTED VOTERS ROLL
We refer to your
letter dated 14 August 2002 on the above mentioned matter.
Although we know
that you can get the voters rolls at a legally prescribed fee,
these rolls have to be printed. They need finance,
printing,
logistics, stationery and manpower.
We note from
your letter that you are asking for the rolls covering all
constituencies in the country. We are unable to provide
you with
the said rolls.
The
appellant now appeals against the whole of the judgment of the court
a quo,
and has enjoined this Court to take into account the refusal by the
respondent to supply even the printed copy of the voters
roll in
question.
The grounds of
appeal can be summarised as follows:
That
the court a quo
erred in holding that the application before it had been made in
terms of s 18(3) of the Electoral Act, as read with the regulations
made in terms of such Act, when in fact the claim of the appellants
was grounded fundamentally in section 18(2);
That
the court a quo
erred in not finding that res
judicata or the
doctrine of issue estoppel operated against the respondents
opposition to the application because he had, in an earlier
case,
consented to substantially the same relief;
That
the court a quo
erred in finding that the Electoral Act had remained in the
pre-computer age and that therefore the only copies envisaged
therein
were printed copies; and
That
the court a quo
erred in not finding that the refusal by the respondent to furnish
copies of the rolls in computer format constituted an infringement
of the appellants constitutional right to protection of the law
and the right to receive information, a right now reinforced
by the
provisions of the Access to Information and Protection of Privacy
Act [Chapter 10:27].
I
will consider these grounds separately and in relation to the
evidence placed before the court.
SECTION
18 OF THE ELECTORAL ACT [CHAPTER 10:27]
I
find merit in the contention made for the appellant that the court a
quo fell into error
when it determined the matter, in part, on the basis that the
application had been made in terms of s 18(3) of the
Electoral Act.
A consideration
of the whole of s 18 is apposite. It reads as follows:-
18(1)The
voters roll for every constituency shall be open for inspection by
the public, free of charge, at the office of the constituency
registrar during office hours.
Any person
inspecting the voters roll for a constituency may, without payment
make copies thereof or extracts therefrom during office
hours.
A
constituency registrar may, whenever he considers it to be
desirable, have the voters roll for his constituency printed, and
any person may obtain from the Controller of Printing and
Stationery, on payment of such charges and subject to such
conditions
as may be prescribed copies of any voters roll as
printed.
Where the
voters roll for any constituency has been printed in terms of
subsection (3) immediately before a general election, or
by-election
to the office of the President, and it contains the names of the
voters entitled to vote at that election, the Registrar-General
may
publish a notice in the gazette declaring that the printed voters
roll shall be used for the purposes of the identification
of voters
at that election.
It
will be seen from the above that subsection 3 envisages a situation
where:
a
constituency registrar, after considering it to be desirable, causes
the voters roll for his constituency to be printed, and
thereafter
such copies are available, through the Controller of Printing and
Stationery, and on payment of the relevant charges
and subject to
given conditions, to any person requiring them.
This
situation bears no resemblance to the one in
casu. The appellant
seeks from the Registrar-General copies of the common and
supplementary voters rolls. He does not seek copies
of a voters
roll printed at the instance of a constituency Registrar and reposed
with the Controller of Printing and Stationery.
The fact that the
appellant is offering to pay for the copies requested and in the
format suggested, does not, as contended for
the respondent, remove
the application from s 18(2) to s 18(3). All that can be said of
the tender of payment is that, on
a reading of s 18(2) of the Act, it
is not a requirement.
In all respects
therefore, the appellant is correct in his contention that the
learned trial judge erred in determining the matter
on the basis that
the application had been made in terms of s 18(3). In view of this
finding, I do not consider it necessary to
consider the merits of the
argument that the learned trial judge further fell into basic
error in seeking to interpret primary
legislation (s18(3)) by
recourse to secondary legislation.
The appellant
has reiterated that the application at hand was made in terms of s
18(2) of the Electoral Act. It is asserted for
him in paragraphs 37
and 38 of his heads of argument:-
37.
As already stated, the application was based on Sec 18(2) of the
Act, following concession (in annexure c) at page 25,
that the
furnishing previously of the roll in computer format was in
compliance with that provision.
38. What
the court below, with respect overlooked, was the dominant provision
in Sec 18 namely that (significantly, in peremptory
language) the
voters roll for every constituency shall
be accessible to the public (by being available for free inspection).
This is admitted by the respondent in his own letter, annexure
A
(page 22). It is on this primary provision in section 18(1), that
subsection (2) builds. The latter permits a person
inspecting the
roll simply to make copies thereof or extracts therefrom. It
does so without specifying further the nature
or form of the copies.
I
find to be eminently sound, the assertion by the appellant that
subsection 18(2) builds on the primary provisions in s 18(1).
It
therefore came as somewhat of a surprise that counsel for the
appellant, Mr Gauntlet,
in an obvious departure from this stance, entreated the Court to
interpret subs 2 of s 18 in isolation and not within
the
context of s 18 as a whole. His contention was in effect that since
the respondent had not in its papers taken up this point
(i.e. that
the two paragraphs should be read together), the Court could not, on
its own, do so.
This
reasoning is flawed for a number of reasons. Firstly, while the
respondent may not have advanced the argument in question,
the
appellant himself did so in his heads of argument. After contending
that the court a quo
had overlooked the matter (by implication therefore, that this court
should not fall into the same error) it was somewhat contrary
for Mr
Gauntlet
to now contend that the Court should not do so. Secondly, once the
issue of how the subsection in question should be interpreted
had
been raised by the appellant himself, it became untrue, as contended
by Mr Gauntlet,
that the Court had sought of itself to raise it. Thirdly, it is a
fundamental principle of legislative interpretation that a provision
in an enactment must be interpreted within the context of, firstly,
the section or part of the enactment that it appears in and,
secondly, the context of the entire statute. Therefore, even if the
appellant himself had not raised the matter, the court whose
task it
is to interpret the law, would have been perfectly within its rights
to do so.
Be
that as it may, the appellant is correct in his assertion that s
18(2) must be read together with s 18(1). Subsection (1), which
the
appellant correctly refers to as the dominant provision, places an
obligation on the respondent to make available, for inspection
by the
public and at no charge, the voters roll for every constituency.
My understanding of this subsection is that the voters
roll in
whatever form for
every constituency shall be opened for inspection by the public.
Following from that, subs 2 provides that a person who
inspects
such roll, in whatever form it is presented, may make copies or
extracts of it during office hours.
If
the two subsections are read together it becomes evident that subs 2
gives the option to a person inspecting
a voters roll pursuant to subsection 1, to then make copies or
extracts of what he/she is inspecting. In other words the option
to
make copies or extracts of the voters roll is open only to a
person inspecting it. It follows from this that a person who
has
not or will not inspect the voters roll in question does not have
the right to make, or request, copies of such roll.
The reference in
subss 1 and 2 of s 18, to constituencies is, in my view, significant.
The country is divided into 120 constituencies.
Every
constituency will have its own voters roll, reflecting the names
of people who have registered to vote in that particular
consistency.
As such a voter one would, logically, be interested in inspecting
the voters roll of the constituency in which
one is registered to
vote. One does so, primarily, to ensure that ones name appears
on the roll. It is this type of voter,
with that special interest,
who is envisaged by subsection (1) and (2) as firstly inspecting, and
secondly, making copies of or extracts
from such roll. Logically,
therefore, and as correctly contended for the respondent, such
inspection and such copying should be
done before the elections, not
after.
This
brings me to the contention made for the respondent, which I do not
find to be without foundation, that appellant lacked locus
standi to make the
application in question. The appellant seeks copies of the voters
roll i.e. the complete roll for all 120 constituencies.
He has
based his application on subs (2) of s 18 of the Act, yet has
not made the essential averment that would give him the
right to
demand such copies. That averment is that he inspected the voters
roll in question. Without such inspection having
taken place, the
bottom is, as it were, removed from under his application, which is
based on subs (2) of s 18.
The appellant,
even if it was assumed he made the application as a voter, would, in
any case, have found it difficult to convince
the court that he had
personally inspected each and every constituencys voters roll.
As already shown, failure to prove such
inspection is fatal to the
application.
Mr
Gauntlet
contends that s 18(2) must be interpreted broadly so as to
accommodate copies of the voters roll in a format different from
the
one such roll was presented in for inspection. This argument
carries the appellants case no further, as long as the averment
has not been made, or proved, that the person requesting such copies
inspected the voters roll in question.
One
crucial fact seems to have been overlooked, and that is that sections
18(1) and 18(2) clearly envisage a situation where only
constituency
voters rolls are inspected at the office of the relevant
constituency registrars, from where, therefore, copies can
be made
during office hours. The two subsections do not deal with the
combined voters roll being inspected and copies thereof
being
sought from the respondent, who is the Registrar-General. Ms
Matanda-Moyo,
for the respondent, argues in this respect that our law does not
provide, like the South African law, for the provision of
common
voters rolls to political parties. Therefore, Ms Matanda-Moyo
contends, the appellant should properly seek to have an amendment to
the law in order to bridge this gap, instead of asking the Court
to
stretch the meaning of existing provisions so as to find a legal
basis for the relief sought.
I am persuaded
by this contention. The simple reality is that neither subsections
18 (1) and (2) nor other provisions of the Electoral
Act provide a
basis for what the appellant seeks in this application, which is the
acquisition of a copy of the common voters
roll by a candidate in
the same Presidential elections to which the voters roll in
question relates.
According to my
interpretation of subss (1) and (2) of s 18 of the Electoral
Act, the previous issuance by the respondent of
copies of the
original common voters roll, in computer or any other format to
the appellant, could not properly have been done
pursuant to those
two provisions. This finding, in my view, holds true despite the
respondents written notification that he
was furnishing the
computer discs in question in terms of s 18(2) of the Electoral
Act. As already mentioned, that action
by the respondent, in
reality, finds no basis in any provision of the Electoral Act.
Accordingly, no weight can be attached to
the letter in which the
respondent asserted he was furnishing the appellant with the copies
in question, pursuant to subs (2)
of s 18 of the Electoral
Act.
To succeed in
his claim, the appellant would have to look to another basis, not
s 18(2) of the Electoral Act, for the desired
relief. In the
light of these findings, nothing really turns on the letters from the
respondents office, to the effect that
his office, firstly, was
prepared to provide the printed copies of the voters roll in
question and, secondly, in a reversal of
the earlier stance taken,
that he was not prepared to provide even those.
To the extent,
therefore, that the present claim is premised on s 18(2) of the
Electoral Act, I would dismiss it.
ESTOPPEL
It
is correctly contended for the appellant that the issue of estoppel
is part of the law of Zimbabwe, as the Court has previously
held.
By estoppel is meant that a person is precluded or estopped from
denying the truth of a representation previously made by him to
another person if the latter, believing in the truth of the
representation, acted thereon to his detriment.
In para 37
of the appellants heads of argument (cited above), it seems to be
suggested that the application was based on s 18(2)
of the
Electoral Act partly because the respondent had, in an earlier
matter, conceded that the furnishing of the voters roll
in
computer format was in compliance with that provision.
I
have already determined that s 18(2) does not give the
respondent the authority to do what he did. He, in effect,
misinterpreted
the subsection, thereby justifying an action that has
in effect no legal basis. The law is clear that estoppel cannot be
used to
make legal what otherwise would be illegal.
I have no hesitation in extending this principle to the case at
hand. The appellant cannot use the doctrine of issue estoppel
to
vest with legality the furnishing, by the respondent, of the voters
roll in question, in electronic form, where such action
is not
supported by the law quoted. This ground of appeal must,
accordingly, also fail.
RES
JUDICATA
This
leaves only one other ground upon which the principle of
res judicata could
appropriately be applied, i.e. the order by consent. As correctly
asserted by the appellant, the learned trial judge did
not deal with
this issue in the judgment. It is significant that the appellant
does not make the averment that the court a quo,
in case H-12092-2001, made a finding that the appellant was entitled
to the electronic copies of the voters roll, by virtue of
s 18(2)
of the Electoral Act. Indeed, paragraph 3 of the consent order,
which the appellant now relies on to raise the
plea of res
judicata against the
respondent, makes no reference to s 18(2) of the Electoral Act.
As the actual application of the appellant, in
case H-12092-2001, is
not part of the record, I have not been able to ascertain the basis
upon which the application in that matter
was made. If the court
a quo
did not grant the consent order in question on the basis that the
entitlement of the appellant was based on s 18(2) of the
Electoral
Act, it cannot, in my view, be said to have effectively
disposed of the matter.
What, however,
falls to be determined is whether the order by consent operates as an
effective bar to the refusal by the respondent
to act in the same
manner he did when he provided the electronic copy of the original
voters roll.
It
is contended for the appellant that the consent by the respondent to
the previous final High Court order (i.e. to supply the copies
in
electronic format) should have been treated by the court a quo
as having disposed of the matter. A number of authorities are cited
on behalf of the appellant concerning the frequent recognition
and
application of the principle of res
judicata by our
courts.
It is pertinent to repeat the contention as it appears in paras 21
and 22 of the appellants heads of argument:
21.
As the principle has been stated:
If
a cause of action has been finally litigated between the parties,
then a subsequent attempt by one to proceed against the other
on the
same cause for the same relief can be met by an exceptio
rei judicatae vel litis finitae.
Custom
Credit Corporation (Pty) Ltd v Shembe
1972 (3) SA 462 (A) at 472 A-B.
22. The
exceptio
can, of course, be raised (as here) to a defence as well as a cause
of action.
I
understand, by para 22, the appellant to contend that in this
case, where a cause of action (and the defence proffered by the
respondent) has been finally determined between the parties, then a
subsequent attempt by the respondent to raise the same defence
on the
same cause for the same relief can be met by the exceptio
rei judicatae vel litis finitae.
The immediate question raised by this, of course, is whether the
same cause for the same relief would have been pursued by the
applicant, if the matter had been finally determined? More on this
point later.
As
to the nature of the order, it is contended for the appellant that it
is not required that the order in question be given in
contested
proceedings, since a judgment granted by consent, or by default, can
sustain a plea or replication of res
judicata. Again, a
number of authorities are cited to support this contention.
Disregarding
for a moment the question of which of the parties raised the
principle of res
judicata against the
other, there can be no doubt that for all cases in which it is
raised, all the requisites, as correctly cited for the
appellant
(above), must exist for the plea to be successful. This is
reinforced in the following words by MULLER J in African
Wanderers Football Club v Wanderers Football Club supra
at 45E, an authority cited by the appellants counsel in his heads
of argument:
There
is nevertheless no room for this exception (of res
judicata) unless a
suit which had been brought to an end is set in motion afresh between
the same persons about the same matter and on the
same cause for
claiming, so that the
exception falls away if one of these three things is lacking.
(my emphasis)
In
casu, while the two
actions may have been between the same parties (or their privies),
and founded on the same cause of action, I am not satisfied that the
two actions concerned the same subject matter.
The
earlier order of the court a quo
was specific in terms of what copies the appellant was to be provided
with, i.e. copies of the voters roll up to January 2002.
What
the appellant now seeks is the total voters roll, including the
supplementary voters rolls compiled after the earlier
copies had
been provided. Even the originals of the copies already supplied by
the respondent have, it is not in dispute, been
updated. In
essence, therefore, what the appellant now seeks is substantially
different from what he was before provided with.
Certainly the
first copy cannot be put to the same use as is now intended for the
copies in casu.
It
is on this basis that the question of whether or not the relief
sought is the same as before, is to be considered. The following
definition of subject matter or relief, in relation to a plea
of res judicata,
is particularly helpful (see Horowitz
v Brook & Ors 1988
(4) SA 160 at 178):
The
requisites of a valid defence of res
judicata in Roman
Dutch law are that the matter adjudicated upon, on which the defence
relies, must have been for the same cause, between
the same parties
and the same thing must
have been demanded.
(my emphasis)
As
indicated above, the appellant, in the court a quo,
did not demand copies of the same voters and supplementary voters
rolls that he is demanding in
casu. When the
principles enunciated above are applied to the circumstances of this
case, it is evident that, whether the plea of res
judicata is raised in
relation to a cause of action or defence, it must fail on the basis
that all the requisites for such plea have not been
met.
It follows
that, even were it possible to apply the principle in reverse, as the
appellant now seeks to do, his invocation of it
against the
respondent must fail.
The
point must be made, however, that a diligent search on my part has
failed to yield any authorities or legal basis for the invocation
of
the principle of res
judicata against a
defence that a respondent or defendant raises. It can be assumed
that the appellants counsel came up against the same
problem as
evidenced by the fact that, while a variety of authorities were cited
to explain the principle where it is raised in relation
to a cause of
action, by the defendant, not a single authority has been cited to
support the proposition that the principle can,
equally, be raised
against a respondent/defendant by an applicant/plaintiff.
There
is, instead, much in the language used in the authorities in
reference to res
judicata that suggests
that the principle should only properly be invoked by a
respondent/defendant against an applicant/plaintiff. The
learned
authors of Amlers Principles
of Pleadings
even refer to it as a defence, as the following excerpt illustrates:
Procedure:
In spite of the fact that the defence
(of res judicata)
was known at common law as an exceptio,
it cannot be raised by way of exception but must be raised in a
special plea
.
(my emphasis)
Thankfully,
I am saved the task of delving more deeply than I have done into the
application (if any) of the plea of res
judicata in reverse,
by the finding that in any case all the requisites of such a plea
have not been met.
This ground
must also fail.
VIOLATION
OF THE APPELLANTS CONSTITUTIONAL RIGHTS
This
brings me to the final ground of appeal, which is that the refusal by
the respondent to furnish the copies of the voters
rolls in
computer format constituted an infringement of the appellants
constitutional right to protection of the law and the right
to
receive information. Again, the appellant is correct in his
assertion that the court a quo
did not address this ground despite the issue having been raised in
the founding affidavit.
This
right, it is contended for the appellant, is now reinforced by
the provisions of the Access to Information and Protection
of Privacy
Act [Chapter 10:27].
Section 18
of the Constitution of Zimbabwe guarantees every citizen of Zimbabwe
equal right to protection of the law. In support
of the appellants
claim that his rights in this respect have been infringed, it is
contended as follows in para 52 of his
founding affidavit:
the
applicants are not being afforded the protection of the law in terms
of the Electoral Act in that the respondent is breaching
section 18
of that Act.
I
have already dealt at length with the meaning of subss (1) and (2) of
s 18 of the Electoral Act, and the question of whether
or not,
by refusing to furnish the appellant with the requested copies of the
voters roll in electronic format, the respondent
has offended
against these subsections. I have in fact found that the respondent
had misinterpreted the subsections in question
and handed over
compact disks containing the original common voters roll, under
the mistaken belief that subs 18(2) gave
him the authority to do
so. To the extent, therefore, that the appellants claim that his
constitutional right to protection
of the law has been infringed is
based on the respondents refusal to hand over the required copies
in terms of subs 18(2)
of the Electoral Act, such claim is misconceived and has no merit.
The
appellant charges in respect of s 20(1) of the Constitution that
his right to receive information has been violated by
the
respondents refusal to give him the required voters roll in the
format indicated. My reading of this subsection suggests
a
different context for the receipt of information, from the one
obtaining in casu.
It is pertinent to set out what the subsection provides:
20 Protection
of freedom of expression
(1) Except
with his own consent or by way of parental discipline, no person
shall be hindered in the enjoyment of his freedom of expression,
that
is to say, freedom to hold opinions and to receive and impart ideas
and information without interference, and freedom from interference
with his correspondence.
This
subsection is clearly concerned, basically, with the right to freedom
of expression. The spirit and letter
of the provision is that, in the exercise of his right to freedom of
expression, every person is entitled to, among other things,
receive
information without interference.
In
my view, to regard, as the appellant does, the entitlement to receive
information as the dominant concern of subs 20(1)
of the
Constitution is to clearly misinterpret and distort its otherwise
clear meaning. It is not in dispute that the appellant
requires the
copies of the voters roll in question, not for purposes of
exercising his right to freedom of expression, but for
purposes of
exercising his right to challenge the outcome of the March 2002
Presidential Election.
Section 20(1) of the Constitution is quite evidently, in my
view, not intended to cover such a situation.
The appellant
contends that the right to receive information that is safeguarded by
subs 20(1) is further reinforced by s 5
of the Access to
Information and Protection of Privacy Act, which reads as follows:
Subject
to section 10, every person shall have a right of access to any
record, including a record containing personal information,
that is
in the custody or under the control of a public body.
He contends
further that the Registrar-Generals Office is a public body
in terms of the Second Schedule to the Access to
Information and
Protection of Privacy Act.
It
is pertinent to note that this contention is contained in the
appellants notice of appeal and heads of argument, and was
therefore
raised for the first time at the appeal stage. The
averment now being made, that the appellants application for
copies of the
voters roll in question was, in the alternative,
made in terms of the Access to Information and Protection of Privacy
Act, was
not made in the founding affidavit accompanying the
application in the court a quo.
Paragraph 51
of the founding affidavit (at p 18 of the record), which the
appellant avers spelt out this explicit basis
for the application, makes reference only to the infringement of the
appellants constitutional rights.
To
set out this explicit basis, the appellant would, of necessity,
have had to show that he had made the request to the respondent
under
the Access to Information and Protection of Privacy Act in the manner
prescribed in s 6 of that Act, and that such request
had been
refused by the respondent, again in the manner set out in that Act
(see s 9). Had all that been averred and proved,
one would
have ordinarily expected the appellant to then approach the High
Court for a review of such refusal, again in the prescribed
manner.
An appeal to this Court on the same matter would have depended on the
decision of the court a quo
thereon. All this did not happen.
The
argument made for the appellant, that the rights under the Access to
Information and Protection of Privacy Act arise from the
rights
constitutionally guaranteed in s 20(1) of the Constitution,
while ingenious, does not, in my view, cure the defect, which
is his
failure to place before the High Court a proper application for
relief under the Access to Information and Protection of Privacy
Act.
The result of this failure is that the court a quo
did not consider that submission, whatever its merits or demerits.
While
it is conceded that the court a quo
should have addressed the merits of the submissions relating to the
doctrines of issue estoppel and res
judicata and that
relating to the infringement of the appellants constitutional
rights, the court cannot be criticised, as the appellant
does in his
grounds of appeal and heads of argument, for not addressing its mind
to an issue that was not raised before it. Since
that argument was
not placed before the court a quo,
and therefore not dealt with, the ground of appeal that charges that
the learned judge a quo
erred in failing to appreciate that the appellants are in any
event entitled to copies of the voters roll in an electronic
format in terms of s 5, as read with s 8, of the Access to
Information and Protection of Privacy Act [Chapter 10:27]
has neither foundation nor merit.
It
hardly needs mentioning that the matter in the court a quo
did not fall to be determined on unstated entitlements. The
observation must also be made that the Access to Information and
Protection
of Privacy Act came into effect on 15 March 2002.
The appellants founding affidavit is dated 9 April 2002.
There
was, therefore, no reason for the appellant not to mention in
such affidavit that the application was in part based on the Access
to Information and Protection of Privacy Act. To now call upon this
Court, as the appellant does, to consider this appeal on the
basis of
information and arguments not placed before, and therefore not
considered by, the court a quo
is both unprocedural and improper.
That ground of
appeal must, therefore, fail.
One last ground
of appeal merits comment.
Cogent
arguments, well supported by relevant authorities, were advanced by
the appellant against the finding, based on her interpretation
of
s 18 of the Electoral Act, by the learned trial judge that the
Electoral Act had remained in the pre-computer age and
therefore that the copies of the voters roll referred to were
printed and not electronic.
In the light of
my finding that s 18 does not provide a basis for the type of
application now before the Court, I do not consider
it necessary to
consider the merits of these submissions. Suffice it to say that I
would have found the arguments to be very persuasive
had they been
advanced within the appropriate context.
I will now turn,
finally, to the question of costs.
The costs of
this appeal will follow the cause, thereby determining the outcome of
the application by the appellant for costs to cover
two counsel.
The appellant
has applied for costs against the respondent, in relation to the
latters application, now withdrawn, to adduce fresh
evidence on
appeal. The evidence in question was an affidavit deposed to by the
respondent himself, and another deposed to by an
official in his
Office. The appellant filed, not only an opposing affidavit to this
application, but also fairly lengthy heads
of argument. I have no
doubt that much work went into the preparation of these documents,
only for all of it to turn into a wasted
effort. The application
is, in my view, and given these circumstances, with merit. It shall
be granted.
It is in the
premises ordered as follows:
1. The
appeal is dismissed with costs.
2. The respondent shall pay the
wasted costs of the application, by it, to adduce fresh evidence on
appeal.
MALABA JA:
I agree
ZIYAMBI JA:
I agree.
Gill,
Godlonton & Gerrans,
appellant's legal practitioners
Civil
Division of the Attorney-Generals Office,
respondent's legal practitioners